Marie Nicolette Hui Neo Lim
林惠娘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marie Nicolette Hui Neo Lim (林惠娘), a licensed former licensee with CE reference ANW492. This person has 2.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 2 - Dealing in futures contracts | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 4 - Advising on securities | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 5 - Advising on futures contracts | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 9 - Asset management | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2007-02-07 | 2008-12-01 |
| RCM Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2007-02-07 | 2008-12-01 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2008-12-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-09-20 | 2009-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2006-09-20 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marie Nicolette Hui Neo Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.