Marie Nicolette Hui Neo Lim
林惠娘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marie Nicolette Hui Neo Lim (林惠娘), a licensed former licensee with CE reference ANW492. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 2 — Dealing in futures contracts | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 4 — Advising on securities | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 5 — Advising on futures contracts | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | RO | Type 9 — Asset management | 2008-12-01 | 2009-08-01 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2008-12-01 |
| RCM Asia Pacific Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-07 | 2008-12-01 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2008-12-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-20 | 2009-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2009-08-01 |