Su Yeon An
安粹妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Yeon An (安粹妍), a licensed former licensee with CE reference ARG193. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Factorial Management Limited | Rep | Type 9 — Asset management | 2016-03-29 | 2018-04-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2016-02-27 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2016-02-27 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-06-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-06-27 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2008-06-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2008-06-27 | 2010-02-08 |