Chung Sze Chan
陳頌斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Sze Chan (陳頌斯), a licensed former licensee with CE reference AOU894. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | 2023-04-19 | 2025-06-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2020-04-15 | 2025-06-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2020-04-15 | 2025-06-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2020-01-15 | 2020-04-15 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2020-01-15 | 2020-04-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-10 | 2019-11-15 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-10 | 2019-11-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-09-10 | 2019-11-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2015-09-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2015-09-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2015-09-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2009-08-01 |