Joshua Hayden Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Hayden Smith, a licensed former licensee with CE reference AQT055. This person has 7.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2016-09-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-07 | 2016-09-22 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-12-09 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2008-12-09 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2008-11-07 | 2013-07-13 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2008-11-07 | 2013-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joshua Hayden Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.