Joanna Wai Ming Yang
楊惠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Ming Yang (楊惠明), CE reference AMF717. Currently licensed at 1 firm(s): Ninety One Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-20 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-02-20 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-10-21 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2015-10-21 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-07-19 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2005-07-19 | 2010-02-08 |