So Fan Lum
林素芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Fan Lum (林素芬), a licensed former licensee with CE reference AAA180. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2017-06-30 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-06-30 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-08-20 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-08-20 | 2015-05-31 |