Elvin Tin Yau Yu
余天佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elvin Tin Yau Yu (余天佑), a licensed former licensee with CE reference AGK719. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-05 | 2016-07-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2015-11-25 | 2016-07-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-17 | 2015-11-25 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-09-17 | 2016-07-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2015-08-22 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | 2015-08-22 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-06-01 | 2015-08-22 |
| RCM Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2012-04-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 — Advising on securities | 2012-04-12 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2012-04-12 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2012-04-12 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2009-08-17 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2009-08-17 | 2010-02-08 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-04 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-04 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-05-04 | 2008-12-11 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | present | 2005-04-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-04-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-13 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-04-15 |