Elvin Tin Yau Yu
余天佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elvin Tin Yau Yu (余天佑), a licensed former licensee with CE reference AGK719. This person has 12.5 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-05 | 2016-07-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 - Advising on securities | 2015-11-25 | 2016-07-06 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-17 | 2015-11-25 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2015-09-17 | 2016-07-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2015-08-22 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-01 | 2015-08-22 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2015-06-01 | 2015-08-22 |
| RCM Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2012-04-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 - Advising on securities | 2012-04-12 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2012-04-12 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2009-08-17 | 2012-04-12 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2009-08-17 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2009-08-17 | 2010-02-08 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-04 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-04 | 2008-12-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2005-05-04 | 2008-12-11 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-13 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 - Asset management | Pre-2003 | 2005-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elvin Tin Yau Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.