Cheong Kin Chan
陳昌健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Kin Chan (陳昌健), CE reference AGI953. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2012-05-10 | 2015-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-10 | 2012-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-03 | 2012-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-05-06 | 2012-04-27 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-14 | 2011-04-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-29 | 2006-05-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2004-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2004-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2004-02-09 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2004-02-09 |