Hong Kong SFC Licensed Individuals Directory

Wai Yu (SFC:ANI740) So CE ANI740 - ceased Resand Kwan Ping So CE ANI910 - ceased Yan (SFC:ANJ044) Shi CE ANJ044 - ceased Hon Fat So CE ANJ143 - ceased Chi Fai So CE ANJ223 - ceased Wai Cheong Sou CE ANJ750 - ceased Bruno Schlaepfer CE ANK105 - ceased Motonobu Shirasu CE ANK429 - ceased Yat Kong Szeto CE ANM052 - ceased Walden Wah Chun Shing CE ANM477 - ceased Wai Man Shek CE ANM850 - ceased Chau Pui Shih CE ANN278 - ceased James Nicholas Barrie Smith CE ANN329 - ceased Wai Ming Sea CE ANP421 - ceased Kwan Yiu So CE ANP521 - ceased Dilys Yeuk Kwai Shiu CE ANQ242 - ceased Clement Sung CE ANQ403 - ceased Chiu Shing Suen CE ANQ728 - ceased Eric Chun Wah Shum CE ANQ995 - ceased Siu Wai (SFC:ANR005) So CE ANR005 - ceased Kim Ching Sew CE ANR030 - ceased Chiu Lee Seto CE ANT699 - ceased Paul David Shutes CE ANT885 - ceased Thomas Schaffner CE ANU006 - ceased Cheng Hin Saw CE ANV011 - ceased Seshadri Kumar Sen CE ANW447 - ceased Subramanian Suchitra CE ANW521 - ceased Cecilia Ting Sau So CE ANY377 - ceased Kevin Chung Kiu Shum CE ANZ639 - ceased Johannes Salim CE AOA147 - ceased Chin Hung Siu CE AOB151 - ceased Haw-Yih Su CE AOB597 - ceased Siu Hei So CE AOB930 - ceased Yuk Ling (SFC:AOE316) Shum CE AOE316 - ceased Yow Jen Shu CE AOE449 - ceased Zhe Wei Sim CE AOE808 - ceased Chun Hung Suen CE AOG503 - ceased Henry Wallach Stein CE AOG771 - ceased Peter James Succoso CE AOH257 - ceased Xu (SFC:AOH838) Sun CE AOH838 - ceased Yat Na So CE AOJ184 - ceased Shi Hui See CE AOJ795 - ceased Chung Yin Sze-To CE AOK051 - ceased Shishir Kumar Singh CE AOO443 - ceased Hirohisa Shimura CE AOQ617 - ceased Hitoshi Shin CE AOR325 - ceased Tetsuji Sano CE AOR579 - ceased Qi (SFC:AOR653) Shen CE AOR653 - ceased Wai Hang Siu CE AOS480 - ceased Jean George Louis Steve Seneque CE AOU494 - ceased Miranda Mei Ling So CE AOV360 - ceased Paul Kin Ming Shiu CE AOV858 - ceased Jittrawadee Srivichit CE AOX470 - ceased Chi Pan Shiu CE AOX684 - ceased Ka Yan Sit CE AOY004 - ceased Karen Ka Wing Shek CE AOY007 - ceased Chung Fai Suen CE AOY061 - ceased Min Seok Sinn CE APA056 - ceased Ashwin Kumar Kumaraswamy Sanketh CE APA409 - ceased Kunal Saha CE APB639 - ceased Neel Sinha CE APC653 - ceased Mei Yi Sung CE APD100 - ceased Pui Ling Sze CE APD293 - ceased Glenn Howard Schiffman CE APD926 - ceased Andreas Albert Schuster CE APF264 - ceased Nicholas Claude Studholme-Wilson CE APF339 - ceased Yu Shu CE APF952 - ceased Eric Tsun Szeto CE APG259 - ceased Xiaohong Sang CE APG360 - ceased Ka Yan Shum CE APG896 - ceased Tak Szeto CE APG899 - ceased Somshankar Sinha CE APH048 - ceased Clara Chui Yee So CE APH103 - ceased Mihir Armar Sheth CE APH873 - ceased Ilana Victorya Seid CE APH942 - ceased Amy Mei Kam Schwarting Cheung CE API199 - ceased Mitsy Jamelle Simpson CE APJ116 - ceased Gerald Ban Hua Sheah CE APK794 - ceased Nan (SFC:APL005) Sheng CE APL005 - ceased Pui Shan Siu CE APL968 - ceased Min Chow Sai CE APN590 - ceased Yue (SFC:APO973) Sun CE APO973 - ceased Liang Su CE APQ122 - ceased Wai Kam So CE APQ449 - ceased Yasuhiro Shimizu CE APQ497 - ceased Leo Seewald CE APR203 - ceased Zhengyan Shi CE APR425 - ceased Shijun Shang CE APR537 - ceased Paul Andrew Schofield CE APU629 - ceased Ju Il Seo CE APU793 - ceased Wai Lok Szeto CE APV237 - ceased Tanuj Shori CE APW426 - ceased Hon Keung Sin CE APY449 - ceased Wai To Siu CE AQC513 - ceased Ramie Juannie Shuk Yee Siu CE AQD859 - ceased Simon Gaetan Smiles CE AQE855 - ceased Patrick John Richard Stopford CE AQE998 - ceased King Lok Siu CE AQF607 - ceased Roger David Steel CE AQI377 - ceased Bik May Shek CE AQJ710 - ceased Kyung Haw Sung CE AQM111 - ceased Marc Scheuer CE AQM401 - ceased Wenjing Shen CE AQO382 - ceased Yoon Sik Shin CE AQO387 - ceased Poh Lean Soon CE AQO524 - ceased Lai King So CE AQP727 - ceased Meijuan Shi CE AQQ230 - ceased Peter Sargent Sengelmann CE AQQ526 - ceased Robert Douglas Sloane CE AQU349 - ceased Yuta Sakurai CE AQU371 - ceased Stephen Anthony Sales CE AQU401 - ceased Ching Yuk So CE AQU513 - ceased John Raymond Stuermer CE AQU596 - ceased Daniel Levi Sacks CE AQV873 - ceased Lisa Hwee Chin Soh CE AQV978 - ceased Ian Sellars CE AQX045 - ceased Kam Por So CE AQY499 - ceased Modestus Reggy Melhen Susanto CE AQZ709 - ceased Zhongqiang She CE AQZ874 - ceased Ying Wai Sek CE ARE344 - ceased Sau Ying Szeto CE ARE579 - ceased Daisy Ching Yi Shum CE ARG573 - ceased Ka Hing Eric So CE ARG913 - ceased Alfredo Sabogal CE ARI075 - ceased Chi Thun Shiu CE ARI175 - ceased Hiroko Sumi CE ARI757 - ceased Tsz Hang Siu CE ARI790 - ceased Yee Lin So CE ARI818 - ceased Chao Shen CE ARI998 - ceased Ji Yoon Shin CE ARJ173 - ceased Koene Jan Lute Schreur CE ARJ341 - ceased Luke Joseph Sullivan CE ARJ503 - ceased Guantong Sun CE ARJ838 - ceased Griffin Emory Schroeder CE ARJ900 - ceased Erik Andrew Senko CE ARK736 - ceased Ta Chi Su CE ARN517 - ceased Jae Won Shin CE ARN826 - ceased Wai Man Siu CE ARP887 - ceased Kenneth Marshall Stevens CE ARP897 - ceased Peng Sun CE ARQ308 - ceased Jie (SFC:ARQ753) Sun CE ARQ753 - ceased Nicholas Jonathan Sheffield CE ARQ986 - ceased Wing Kan Sin CE ARR354 - ceased Yuen Mei So CE ARR897 - ceased Nang Ka Sze CE ARS302 - ceased Jianyuan Sha CE ART227 - ceased Amy Ching Ching Sung CE ART584 - ceased Daniel Wan Hei Shek CE ARV304 - ceased Siu Nam Suen CE ARV354 - ceased Mingchun Sun CE ARW945 - ceased Abhijit Shankar Singh CE ARX012 - ceased John Paul Smith CE ASE656 - ceased Kisalaya Singh CE ASF553 - ceased Timothy Vernon King Stevenson CE ASH432 - ceased Duane Edward Sandberg CE ASK293 - ceased Kenneth Kin Shing Siu CE ASL740 - ceased Manu Singh CE ASL822 - ceased Spandan CE ASL823 - ceased Sanat Satyan CE ASN706 - ceased Ka Kin So CE ASP243 - ceased Hye Young Shin CE ASP245 - ceased Pankaj Suri CE AST178 - ceased Lanjiang Shi CE AST196 - ceased Chirag Pankaj Saglani CE AST878 - ceased Robert E Swab CE ASU012 - ceased Sheung Chi So CE ASU500 - ceased Dominic Chee Hoong Soon CE ASU503 - ceased Yi Kaori Shi CE ASZ372 - ceased Shambhavi CE ATB980 - ceased Craig Martin Stafford CE ATC363 - ceased Makarim Adel Salman CE ATD287 - ceased Sunita Sunder Sachdev CE ATL685 - ceased Di Sun CE ATO642 - ceased King Lun Shih CE ATO949 - ceased Pankaj Sharma CE ATO968 - ceased Ramon Jose Trillo Sarthou CE ATR803 - ceased Muhamad Umar Johan Sidik CE ATS150 - ceased Ju-Ching Shen CE ATS930 - ceased Mark Graham Samter CE ATW081 - ceased Katsushi Saito CE ATW220 - ceased Kevin Frederick Simms CE AUA284 - ceased Wenwen Shen CE AUC831 - ceased Su-Jin Sung CE AUG578 - ceased Timothy Summers CE AUG878 - ceased Wai Kit Sin CE AUG957 - ceased Pan Pan Sze CE AUI039 - ceased Raul Sinha CE AUI077 - ceased Seiichiro Suzuki CE AUK287 - ceased Ian Christopher Scott CE AUO018 - ceased Fumiyoshi Sakai CE AUO101 - ceased Paworamon Suvarnatemee CE AUT103 - ceased Michael Jarek Slifirski CE AUT661 - ceased Luca Giuseppe Solca CE AUT772 - ceased Yan (SFC:AUT858) Song CE AUT858 - ceased Albert Saputro CE AUT958 - ceased Pankaj Kumar Srivastav CE AUU964 - ceased Xudong Shen CE AUV175 - ceased Russell James Shaw CE AUV852 - ceased Junko Scherrer CE AUW219 - ceased Sivasakthi D/o Sivasubramaniam CE AUW890 - ceased Andre Ying Pei Suen CE AUW969 - ceased Ming Huay Song CE AUW973 - ceased David Andrew Steyn CE AUX029 - ceased Jong Wook Sung CE AUX130 - ceased Bhuvnesh Singh CE AUX279 - ceased Changyong Shi CE AUX573 - ceased Hui (SFC:AUZ018) Su CE AUZ018 - ceased Chi Sun CE AUZ082 - ceased Yiwen Shou CE AUZ821 - ceased Gustavo Claudio Smocovich CE AUZ897 - ceased Grant Roderick Saligari CE AVA416 - ceased Ka Kee So CE AVB992 - ceased Jiamin Shao CE AVD115 - ceased Ao Sun CE AVE409 - active, Pine Star Asset Management Limited James Michael Stewart CE AVF503 - ceased Alvin Chun Yin Siu CE AVI043 - ceased Abhishek Singhal CE AVJ432 - ceased Qi Su CE AVT339 - ceased Paul Stephen Schneider CE AVW695 - ceased Sara Betty Harkavy Senatore CE AVX217 - ceased Nicholas Dearden Smithie CE AVY578 - ceased Jie (SFC:AWC668) Sun CE AWC668 - ceased Chen Shao CE AWE331 - ceased Myungwoo Sohn CE AWH514 - ceased Yang (SFC:AWJ028) Song CE AWJ028 - ceased Fonny Surya CE AWJ109 - ceased Lijun (SFC:AWO659) Sun CE AWO659 - ceased Ryota Sakagami CE AWO794 - active, Citigroup Global Markets Asia Limited Yuki Soga CE AWP238 - ceased Richard Brendan Scholey CE AWP282 - ceased Rajat Sabharwal CE AWP818 - ceased Yanyu Su CE AWQ093 - ceased Matthew Joel Sigel CE AWQ373 - ceased Mun Kit Se Tho CE AWS554 - ceased James Allan Sefton CE AWT988 - ceased Wenjun Sun CE AWV201 - ceased Yang (SFC:AWW843) Shi CE AWW843 - ceased Ho Ting Sun CE AWY277 - ceased Jian (SFC:AWY335) Shen CE AWY335 - ceased Yi (SFC:AWZ267) Su CE AWZ267 - ceased Ming Shi CE AXB623 - ceased Bonny Budi Setiawan CE AXC420 - ceased Xu Juan Su CE AXF780 - ceased Hoi Yan Suen CE AXG005 - ceased Yung-Ping Shih CE AXG994 - ceased Ran (SFC:AXH307) Song CE AXH307 - ceased Rikio Shima CE AXI362 - ceased Ka So CE AXK067 - ceased Trevor John Stirling CE AXK433 - ceased Nobutaka Shibuya CE AXK653 - ceased