Tanuj Shori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tanuj Shori ( ), a licensed former licensee with CE reference APW426. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-23 | 2014-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-24 | 2008-09-29 |