Luke Joseph Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Joseph Sullivan ( ), a licensed former licensee with CE reference ARJ503. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 4 — Advising on securities | 2008-11-13 | 2019-01-16 |
| Cohen & Steers Asia Limited | RO | Type 9 — Asset management | 2008-11-13 | 2019-01-16 |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2008-11-13 |
| Cohen & Steers Asia Limited | Rep | Type 9 — Asset management | 2008-08-04 | 2008-11-13 |