Luke Joseph Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Joseph Sullivan, a licensed former licensee with CE reference ARJ503. This person has 10.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 4 - Advising on securities | 2008-11-13 | 2019-01-16 |
| Cohen & Steers Asia Limited | RO | Type 9 - Asset management | 2008-11-13 | 2019-01-16 |
| Cohen & Steers Asia Limited | Rep | Type 4 - Advising on securities | 2008-08-04 | 2008-11-13 |
| Cohen & Steers Asia Limited | Rep | Type 9 - Asset management | 2008-08-04 | 2008-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Luke Joseph Sullivan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.