Robert E Swab
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert E Swab ( ), a licensed former licensee with CE reference ASU012. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-20 | 2009-04-24 |