Xu Juan Su
蘇栩娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Juan Su (蘇栩娟), a licensed former licensee with CE reference AXF780. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-10 | 2022-12-16 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-08 | 2013-02-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-03 | 2012-06-06 |