Henry Wallach Stein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Wallach Stein, a licensed former licensee with CE reference AOG771. This person has 4.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-12-12 | 2011-11-01 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Wallach Stein during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.