Sivasakthi D/o Sivasubramaniam

CE No. AUW890 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sivasakthi D/o Sivasubramaniam (), a licensed former licensee with CE reference AUW890. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2010-07-22 2018-11-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2010-05-28 2010-06-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2010-03-19 2010-05-20
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2006-11-20 2008-03-04

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