Sivasakthi D/o Sivasubramaniam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sivasakthi D/o Sivasubramaniam ( ), a licensed former licensee with CE reference AUW890. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-22 | 2018-11-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-28 | 2010-06-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2010-05-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2008-03-04 |