Hiroko Sumi

角寬子
CE No. ARI757 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroko Sumi (角寬子), a licensed former licensee with CE reference ARI757. This person has 1.1 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Alpha Nova Capital Management Limited Rep Type 4 - Advising on securities 2008-08-25 2009-09-21
Alpha Nova Capital Management Limited Rep Type 6 - Advising on corporate finance 2008-08-25 2009-09-21
Alpha Nova Capital Management Limited Rep Type 9 - Asset management 2008-08-25 2009-09-21

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiroko Sumi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ronald Hiu Fai Sung Alpha Nova Capital Management Limited 2008–2009
Chen Wang Alpha Nova Capital Management Limited 2008–2009
Shigenori Takahashi Alpha Nova Capital Management Limited 2008–2009
You-Yu Lee Alpha Nova Capital Management Limited 2008–2009
Yoshiaki Hasegawa Alpha Nova Capital Management Limited 2008
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