Paul Kin Ming Shiu
邵建銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Kin Ming Shiu (邵建銘), CE reference AOV858. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Babel Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2022-03-22 | 2022-05-10 |
| Leucadia Asset Management Limited |
RO | Type 9 — Asset management | 2020-11-03 | 2022-01-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-17 | 2019-05-08 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-17 | 2019-05-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-11 | 2018-01-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-11 | 2018-01-08 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-02-22 | 2014-09-20 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2007-04-27 | 2011-02-25 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2007-04-27 | 2011-02-25 |