Paul Kin Ming Shiu
邵建銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Kin Ming Shiu (邵建銘), a licensed former licensee with CE reference AOV858. This person has 10.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Babel Asset Management (HK) Limited |
RO | Type 4 - Advising on securities | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
RO | Type 9 - Asset management | 2022-05-10 | 2023-09-30 |
| Babel Asset Management (HK) Limited |
Rep | Type 9 - Asset management | 2022-03-22 | 2022-05-10 |
| Leucadia Asset Management Limited |
RO | Type 9 - Asset management | 2020-11-03 | 2022-01-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-04-17 | 2019-05-08 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 - Asset management | 2018-04-17 | 2019-05-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-11 | 2018-01-08 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-11 | 2018-01-08 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2013-02-22 | 2014-09-20 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2007-04-27 | 2011-02-25 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2007-04-27 | 2011-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Kin Ming Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.