Simon Gaetan Smiles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Gaetan Smiles, a licensed former licensee with CE reference AQE855. This person has 2.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-01-02 | 2010-11-20 |