Walden Wah Chun Shing
盛華俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walden Wah Chun Shing (盛華俊), a licensed former licensee with CE reference ANM477. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-27 | 2020-07-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-09 | 2007-05-07 |