James Allan Sefton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Allan Sefton ( ), a licensed former licensee with CE reference AWT988. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-02-21 | 2012-08-04 |