Patrick John Richard Stopford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick John Richard Stopford ( ), a licensed former licensee with CE reference AQE998. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-10 | 2024-07-12 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-25 | 2023-09-29 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-19 | 2019-07-26 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-13 | 2017-02-17 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-01-20 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2016-11-25 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-02 | 2015-07-03 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-22 | 2014-09-23 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-23 | 2009-11-29 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-24 | 2009-04-01 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-07 | 2008-01-08 |