Ka Kee So
蘇嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kee So (蘇嘉琪), a licensed former licensee with CE reference AVB992. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-21 | 2013-07-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-15 | 2012-06-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-19 | 2011-05-27 |