Thomas Schaffner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Schaffner ( ), a licensed former licensee with CE reference ANU006. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-10 | 2008-12-12 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-08-10 | 2008-12-12 |