Robert Douglas Sloane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Douglas Sloane ( ), a licensed former licensee with CE reference AQU349. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-01 | 2010-03-19 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 — Asset management | 2009-09-01 | 2010-03-19 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-20 | 2009-08-31 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2008-05-20 | 2009-08-31 |