Stephen Anthony Sales
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Anthony Sales, a licensed former licensee with CE reference AQU401. This person has 3.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-06-06 | 2011-06-06 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-06 | 2011-06-06 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Anthony Sales during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Radek Barnert | EFG Asset Management (HK) Limited | 2008–2010 |
| Tang Seng Kee | EFG Asset Management (HK) Limited | 2009–2010 |
| Hugh Copeland Kerridge | EFG Asset Management (HK) Limited | 2009–2010 |
| David Sarkis | EFG Asset Management (HK) Limited | 2008–2009 |
| Sarah Emily Jane Peters | EFG Asset Management (HK) Limited | 2008–2009 |
| Rohit Madan Mohan Chulani | EFG Asset Management (HK) Limited | 2009–2010 |
| Andrew Jonathan Coleman | EFG Asset Management (HK) Limited | 2008–2009 |