Fumiyoshi Sakai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fumiyoshi Sakai ( ), a licensed former licensee with CE reference AUO101. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-09-16 | 2025-09-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-07-15 | 2025-07-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-26 | 2024-12-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-14 | 2024-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-09-13 | 2024-09-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-24 | 2024-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-12-08 | 2023-12-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-26 | 2015-01-22 |