Richard Brendan Scholey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Brendan Scholey ( ), a licensed former licensee with CE reference AWP282. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-05-06 | 2016-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-06 | 2013-05-13 |