Nicholas Jonathan Sheffield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Jonathan Sheffield ( ), a licensed former licensee with CE reference ARQ986. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2016-09-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-27 | 2016-09-16 |