Nicholas Dearden Smithie

CE No. AVY578 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Dearden Smithie, a licensed former licensee with CE reference AVY578. This person has 3.0 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2010-09-29 2013-09-22

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