Hong Kong SFC Licensed Individuals Directory

Giasone Ulisse Salati CE BOI944 - ceased James Dickey Suva CE BOI948 - ceased Shuangshuang Shi CE BOJ298 - ceased Jinxing Shi CE BOJ302 - ceased Masashi Sota CE BOJ338 - ceased Yeung Yiu Siu CE BOL307 - ceased Jia (SFC:BOL365) Sun CE BOL365 - ceased Tsz Kwan Sze CE BOL697 - ceased Robert Ian Sage CE BOP253 - ceased Ian Sealey CE BOR771 - ceased Nathan Sribalasundaram CE BOR792 - ceased Xiaolei Sun CE BOS358 - ceased Dingding Shi CE BOS485 - ceased Nishant Krishnakumar Shah CE BOS833 - ceased Steven Allan Strycula CE BOT338 - ceased Matthew Clive Smith CE BOZ742 - ceased Cedric Marie Tommy Scholtes CE BPA523 - ceased Namita Samtani CE BPC539 - ceased Kun (SFC:BPD410) Shi CE BPD410 - ceased Zerui Shi CE BPF755 - ceased Cheuk Fung Roy Sun CE BPF872 - ceased Yi (SFC:BPG560) Shi CE BPG560 - ceased Li Ting Soon CE BPH537 - ceased Martina Yinong Song CE BPJ302 - ceased Zhiyuan Shen CE BPJ390 - ceased Fabrice Robert Marius Claude Schloegel CE BPO546 - ceased Xueying Shi CE BPQ178 - ceased Tuo Shi CE BPR541 - ceased Pui Cui So CE BPU325 - ceased Hung Pan Suen CE BPU968 - ceased Francesco Antonio Alois Stadler CE BPV392 - ceased Komaresan S CE BPW461 - ceased Zelong So CE BPX763 - ceased Shaoling Song CE BQD390 - ceased Jan Pawel Stempien CE BQI010 - ceased Tianyi (SFC:BQJ930) Sun CE BQJ930 - ceased Jinqi Sun CE BQM292 - ceased Yabing Shen CE BQM414 - ceased Fengyuan Shi CE BQO779 - ceased Jinzhou Shen CE BQQ958 - ceased Kwan Chun Godfrey Shea CE BQR100 - ceased Andrei Nikolaevich Soklakov CE BQR852 - ceased Naoto Shinohara CE BQS086 - ceased Shaofeng Song CE BQT719 - ceased Kannika Siamwalla CE BRA151 - ceased Hung Tung Siu CE BRF151 - ceased Ka Chung Sze CE BRH579 - ceased Junyi (SFC:BRH603) Sun CE BRH603 - active, ICBC Asset Management (Global) Company Limited Yingchao Sun CE BRH843 - ceased Yu (SFC:BRI005) Shi CE BRI005 - ceased Wo Ping Siu CE BRJ693 - ceased Qiong Song CE BRK517 - ceased Tsz Him Suen CE BRK520 - ceased Elisa Sanchini CE BRM202 - ceased Shao Feng Shen CE BRN873 - ceased Chang Song CE BRO756 - ceased Heng (SFC:BRP586) Shi CE BRP586 - ceased Joseph Allan Jegillos Sinay CE BRQ656 - ceased Weirong Sun CE BRR086 - ceased William Thomas Bradford Sandlund CE BRT449 - ceased Sebastian Darius Shemirani CE BRU652 - ceased Haoyu (SFC:BRV756) Sun CE BRV756 - ceased Zhiqiao Su CE BRW761 - ceased Yuming Song CE BRX939 - ceased Yi (SFC:BRY507) Su CE BRY507 - ceased Mingjie Sun CE BRZ431 - ceased Meng Sun CE BSA309 - ceased Ruonan Sang CE BSA438 - ceased Zhening Shen CE BSH353 - ceased Taranvir Singh CE BSP592 - ceased Qiqi Shuai CE BSQ097 - ceased Anqi Sun CE BSS577 - ceased Bo (SFC:BSV179) Sun CE BSV179 - ceased Jiageng Sun CE BSW114 - ceased Yufeng Shen CE BSY313 - ceased Yanming Sun CE BTC711 - ceased Carmen Kai Man Sze CE BTD986 - ceased Sathish Babu Sivakumar CE BTG717 - ceased Xiyu Sun CE BTJ213 - ceased Michael Mervyn Sheen CE BTJ850 - ceased Sriharsh Singh CE BTJ954 - ceased Tsz Fung So CE BTK120 - ceased John Stuart Storey CE BTK171 - active, UBS Securities Asia Limited Philip Alexander Stoddart CE BTK559 - ceased Vanessa Sin CE BTK576 - ceased Sureeporn Sirisansaneeyawong CE BTK666 - ceased Richard Hurley Schellbach CE BTL125 - ceased Yiu Lun Sin CE BTM279 - ceased Fei Shan CE BTM332 - ceased Rawisara Suwanumphai CE BTM342 - ceased Yankai Shao CE BTM858 - ceased Junqi Shi CE BTM901 - ceased Benjamin Matthew Stein CE BTN098 - ceased Raphael Alexander Stern CE BTN233 - ceased Jason Richard Stoneberg CE BTN282 - ceased Shuyao Song CE BTO343 - ceased Kunal Deepak Shah CE BTO450 - ceased Xia Sheng CE BTO976 - ceased Leigha Shimazu (MIYATA) CE BTQ837 - ceased Hiromasa Suzuki CE BTR784 - ceased Craig William Siegenthaler CE BTS787 - ceased Iori Sato CE BTU085 - ceased Travis Lee Steed CE BTU185 - ceased Meghan Kelsey Swiber CE BTU384 - ceased Sphia Salim CE BTU893 - ceased Ruidi Shi CE BTV919 - ceased Laura Francesca Rose Sutcliffe CE BTW538 - ceased Xuran Sun CE BTX841 - ceased Samuel Liang Jun Seow CE BTY713 - ceased Andrea Stefekova CE BUB160 - ceased Scott David Solomon CE BUB227 - ceased Giulia Lavinia Specchia CE BUD294 - ceased Eugene Francois Snyman CE BUD890 - ceased Amy Georgina Sergeant CE BUI284 - ceased Andrew James Alexander Grant Sinclair CE BUI400 - ceased Kasumi Suzuki CE BUK232 - ceased Bharat Sriraman Subramanian CE BUO818 - ceased Shubhojoy Sinha CE BUQ193 - ceased Zhouting Su CE BUR203 - ceased Bing Xi Sia CE BUS283 - ceased Siyue Shen CE BUS458 - ceased Ryo Sasaki CE BUT548 - ceased Miki Sogi CE BUT643 - ceased Horst Bernd Schneider CE BUV206 - ceased Shannon Jessye Sinha CE BUV391 - ceased Jean Michel Saliba CE BVA526 - ceased Qiu Song CE BVB399 - ceased Lee John Simpson CE BVC389 - ceased Yuhao Shao CE BVE177 - ceased Xiaochen (SFC:BVI602) Sun CE BVI602 - ceased Aneesha Sherman CE BVL748 - ceased Yuri Viktorovich Seliger CE BVL766 - ceased Alexandra Ann Sylvia Straton CE BVL833 - ceased Cong (SFC:BVM585) Su CE BVM585 - active, SPDB International Securities Limited Alastair Roderick Syme CE BVN404 - ceased Alan Henri Spence CE BVN533 - ceased Dony Gunawan Setiady CE BVO224 - ceased Yasuko Sato CE BVQ110 - ceased Dongho Shin CE BVQ437 - ceased Jung Hoon Suh CE BVQ582 - ceased Alok Srivastava CE BVR091 - ceased Mingyang Sun CE BVR870 - ceased Brian Paul Solomon CE BVU353 - ceased Joseph Robert Spak CE BVV880 - ceased Nadine Sarwat CE BWD203 - ceased Nicholas Peter Stenner CE BWE403 - ceased Xiang Song CE BWI248 - ceased Sandip Sharma CE BWK291 - ceased Mansi Ankit Somani CE BWN360 - ceased Kwan Yui Godwin Shiu CE BWN524 - ceased Carmen Schwender CE BWS865 - ceased Tanvi Sakunia CE BWT305 - ceased Xingtao Shi CE BWW083 - ceased Paul John Cheol Schroeder CE BWY391 - ceased Takuya Sato CE BXA063 - ceased Yufan Sun CE BXA567 - ceased Cody Dennis Lance Shield CE BXE504 - ceased Ivan Reynaldo Sutheja CE BXL945 - ceased Robert Heriot Lindsay Thomas CE AAA095 - ceased Gary Wing Yiu Ting CE AAB337 - ceased Adam Wilson Topping CE AAG414 - ceased Alfons Wui Lam Tjok CE AAJ589 - ceased Francis King Tung CE AAN847 - ceased Nancy Tsang CE AAW005 - ceased Stephen Robert Travis CE AAW084 - ceased Edward Thomas Albert Troughton CE AAW142 - ceased Minoru Tayama CE AAY275 - ceased Wai Foon Tan CE AAY702 - ceased King Fai Tsui CE AAZ114 - ceased Man Fat Tang CE ABD368 - ceased Roland Chi Kay To CE ABE529 - ceased Chi Pong Tang CE ABE578 - ceased Frederick Sui Cheong Tsang CE ABH688 - ceased Kai Lap Tong CE ABH690 - ceased Chung Ming (SFC:ABI459) Tsang CE ABI459 - ceased Naoko Takemura CE ABK389 - ceased Stephen John Tyson CE ABN775 - ceased Jeffrey Toder CE ABP247 - ceased Marcus Peter Strutt Thompson CE ACB065 - ceased Dylan Carlo Tinker CE ACC173 - ceased Ada Koon Hang Tse CE ACC426 - ceased Charles Gerard Roy Target CE ACC998 - ceased Chiu Tak Tsang CE ACI697 - ceased Ho Yin (SFC:ACL651) Tam CE ACL651 - ceased Siu Fai Tsoi CE ACN922 - ceased Prashant Kunjbihari Kantilal Trivedi CE ACP594 - ceased Peter Jee Ho Tang CE ACP853 - ceased Tsz Kit Tang CE ACR548 - ceased Winnie Kai Mun Tang CE ACR943 - ceased Mandy Man Yee Tsang CE ACT429 - ceased Sui Bau Tong CE ACV435 - ceased Sally Sui Yin Tse CE ACW159 - ceased Tina Siu Tse CE ACX409 - ceased Michael Ling Him Tsang CE ACX825 - ceased Lam Hing Tan CE ACZ625 - ceased Davina Tak-Wai Tang CE ACZ857 - ceased Chi Him Tsang CE ACZ943 - ceased Tulsi Ramkrashin Tolani CE ADA105 - ceased Timothy Taylor CE ADA513 - ceased Gordon Man Keung Tong CE ADB078 - ceased Man Yan Tse CE ADC296 - ceased Kin Man Tsang CE ADC342 - ceased Calvin Chak Lam Tse CE ADF969 - ceased Benjamin Tak Jarm Tsim CE ADG712 - ceased Kelly Kim Weng Tong CE ADH545 - ceased Phyllis Man Yu Tsoi CE ADH901 - ceased Agnes Man Shan Tse CE ADM030 - ceased Johnny Wing Fai Tam CE ADN240 - ceased Wing Kin Tang CE ADN455 - ceased Tony Wing Ming Tsang CE ADQ064 - ceased Monica Man Ling Tsui CE ADQ458 - ceased Shinichi Takeda CE ADR470 - ceased Michiya Tomita CE ADT634 - ceased Kong Khoon Tan CE ADT883 - ceased Canice Tjondro CE ADU588 - ceased Ernie Chung Ying Tam CE ADV123 - ceased Jessica Wai Man Tse CE ADV586 - ceased Heike Sylvia Tesch CE ADV630 - ceased Elven Man Wai Tsang CE ADX582 - ceased Philip W Tulk CE ADZ105 - ceased Antonio Ibrahim Tambunan CE AEB334 - ceased Wai Keung Tung CE AEF314 - ceased Eric Jarvis Tomter CE AEF319 - ceased Lorraine Lai Shim Tang CE AEI002 - ceased Toby Ka Wai Tang CE AEI013 - ceased Jack Fung Tsui CE AEJ317 - ceased Michael Thomas Tracey CE AEK929 - ceased Yu Ming Tang CE AEM808 - ceased Joseph Chung Tsai CE AEN563 - ceased John William Troy CE AEN795 - ceased Siew Yueh Tan CE AEO791 - ceased Anthony Chi Wai Tang CE AES120 - ceased Calvin Ho Man Tam CE AEV710 - ceased Guat Cheng Maureen Tan CE AEX047 - ceased Neil Ronald Thomason CE AEZ064 - ceased Jeffrey Sai Lau To CE AEZ135 - ceased Suat Wah Tan CE AEZ709 - ceased Suwandy Thony CE AFA326 - ceased Ka Fai (SFC:AFB900) Tsang CE AFB900 - ceased Andy Po Shing Tse CE AFC125 - ceased Wing Keung Tsui CE AFE284 - ceased Ching Wo Tam CE AFE300 - ceased Karen Tang CE AFE983 - ceased Wilson Chee Ping Tang CE AFJ985 - ceased Pak Hung Tam CE AFK178 - ceased Emily Kam Ping Tang CE AFK423 - ceased Junko Takahashi CE AFK708 - ceased Kit Yuk (SFC:AFK798) Tse CE AFK798 - ceased Mei Wah (SFC:AFK807) Tse CE AFK807 - ceased Yuk Chun Tse CE AFK821 - ceased