Hong Kong SFC Licensed Individuals Directory

Zhao (SFC:AXK727) Sun CE AXK727 - ceased Xi (SFC:AXP599) Shen CE AXP599 - ceased Eun Seok So CE AXQ080 - ceased Wing Mei So CE AXQ296 - ceased Su-Hsuan Su CE AXQ581 - ceased Cheuk Hang Shek CE AXQ585 - ceased Guo He Shou CE AXW578 - ceased Rohan Jason Sundram CE AXW579 - ceased Di Shui CE AXX770 - ceased David Jonathan Spencer CE AXY146 - ceased Kiu Yip Sit CE AXY477 - ceased Takahiro Sekido CE AYC254 - ceased Alexander Pui Chung Siu CE AYC392 - ceased Minglei Shi CE AYD165 - ceased Shuo Shen CE AYD376 - ceased Aatash Shah CE AYD594 - ceased Udith Sikand CE AYE522 - ceased Worawat Saisuphatphol CE AYE598 - ceased Anil Sharma CE AYF493 - ceased Hua Sheng CE AYG180 - active, HuaAn Asset Management (Hong Kong) Limited Robert Adam Simpson CE AYG346 - ceased Moses Sommer CE AYH714 - ceased Sakura Shimizu CE AYH738 - ceased Ricky Glen Sherlund CE AYI532 - ceased Jun Su CE AYI606 - ceased Xiangjie Sun CE AYK544 - ceased Alexandra Seaward CE AYK593 - ceased Edwin Skilton CE AYM696 - ceased Archit Singhal CE AYQ283 - ceased Chun Hong Sin CE AYR077 - ceased Michael Paul Schumacher CE AYT310 - ceased Anne Stevenson-Yang CE AYT807 - ceased Chirag Chandrakant Shah CE AYT913 - ceased Tony James Schultz CE AYV369 - ceased Jeffrey Scott Skoglund CE AYY641 - ceased Anand Nareshbhai Shah CE AYY717 - ceased Natalie Hoi Ling Siu CE AZC479 - ceased Xi Shao CE AZC692 - ceased Lynn Sun Song CE AZE540 - ceased So Yun Shin CE AZF791 - ceased Akira Suzuki CE AZL137 - ceased Yali Song CE AZM752 - ceased Amelia Mary Savory CE AZN284 - ceased Seyed Karim Paul Salamatian CE AZP292 - ceased Xiaoqing Song CE AZU638 - ceased Arya Sen CE BAF500 - ceased Benjamin Man-Ben Soong CE BAH530 - ceased John Charles Stephens CE BAI640 - ceased Ceferino Jr. Aguila Sta. Maria CE BAI862 - ceased Debbi Sutuntivorakoon CE BAJ273 - ceased Edward Robert Stockreisser CE BAJ597 - ceased Qi (SFC:BAK393) Sun CE BAK393 - ceased Norihiko Sawano CE BAL551 - ceased Kohei Shinohara CE BAL578 - ceased Geok Lan See CE BAP376 - ceased Shenil Yasin Saya CE BAQ527 - ceased Baoliang Su CE BAR092 - ceased Youjin Su CE BAS834 - ceased Wei (SFC:BAV462) Sun CE BAV462 - ceased Harry Steel CE BAV478 - ceased Carl Fredric Stahl CE BAX288 - ceased Norio Sasaki CE BAZ168 - ceased Jiachao Shen CE BAZ437 - ceased Joshua C Stirling CE BAZ987 - ceased Jing (SFC:BBA919) Sun CE BBA919 - ceased Thomas Geoffrey Sheldon CE BBE268 - ceased Eunbin Song CE BBE743 - ceased Jeffrey Matthew Saltzman CE BBG550 - ceased Aurellia Setiabudi CE BBG798 - ceased Ali Sharifi CE BBI860 - ceased Kam Wa Siu CE BBM053 - ceased Ivan Nikolas Szpakowski CE BBP436 - ceased Shengquan Sun CE BBP719 - ceased Liang (SFC:BBP908) Shi CE BBP908 - ceased Yusef Sheikh CE BBQ519 - ceased Ruoyu Shen CE BBS393 - ceased Ziwei Sheng CE BBS394 - ceased Kunal Sood CE BBT936 - ceased Hiroyuki (SFC:BBV019) Suzuki CE BBV019 - ceased Alison Marie Schweizer CE BBX856 - ceased Dandan Sun CE BCA505 - ceased Beat Siegenthaler CE BCB445 - ceased Kit Lam Sze CE BCB464 - ceased Aaron Morabe Salvador CE BCC068 - ceased Nobuhiro Sato CE BCE783 - ceased Angus James Staines CE BCH630 - ceased Colin Saville Smith CE BCN229 - ceased Louis Ran Shi CE BCQ685 - ceased Yaxuan Shao CE BCV115 - ceased Shaun David Hamilton Stevens CE BCV659 - ceased Tao Song CE BCW524 - ceased Ming Sheng CE BDC162 - ceased Weimin Sun CE BDF065 - ceased Kosuke Suzuki CE BDI115 - ceased Sylvie Jeanne Colette Sejournet CE BDI843 - ceased Celia Julie Salomon Miklavec CE BDJ730 - ceased Zuoyin Shao CE BDM007 - ceased Andrew Michael Saunders CE BDP044 - ceased Yu-Hui Su CE BDP434 - ceased Kritapas Siripassorn CE BDQ319 - ceased Anugrah Shrivastava CE BDR788 - ceased Yangtian Shi CE BDW546 - ceased Ziqin Shao CE BDY939 - ceased Asheefa Anne Sarangi CE BEA309 - ceased Hendy Soegiarto CE BEC764 - ceased Sulistyo Stifanus CE BEE271 - ceased Mikhail Shlemov CE BEI587 - ceased Michael Andrew Spinks CE BEJ079 - ceased Edward J Stockley CE BEJ350 - ceased Yuya Shimizu CE BEL628 - ceased Pimolrat Sathaworawong CE BEM318 - ceased Kervin Laurence Suing Sisayan CE BER028 - ceased Eric James Sheridan CE BER962 - ceased Jianlan Shen CE BES115 - ceased John Frederick Speirs CE BES321 - ceased Taisuke Sasanuma CE BEW552 - ceased Sung Moon Suh CE BEX922 - ceased Xuejing Su CE BEZ373 - ceased Bingshen Song CE BEZ992 - ceased Anastasios Stassopoulos CE BFC567 - ceased Peter John Sandham CE BFE013 - ceased Ashish Champak Shah CE BFE616 - ceased Ashwin Vassant Shirvaikar CE BFK476 - ceased da Young Seo CE BFL561 - ceased Masahiro Shibano CE BFN431 - active, Citigroup Global Markets Asia Limited Adam Justin Spielman CE BFO115 - ceased Ian Mark Shackleton CE BFP331 - ceased Martin Sigmund Anthony Spiewak CE BFS500 - ceased Mengqi (SFC:BFS834) Sun CE BFS834 - ceased Haiqing Sun CE BFT095 - ceased King Wan Suen CE BFT525 - ceased Jing (SFC:BFU393) Sun CE BFU393 - ceased Ankit Kumarpal Sanghvi CE BFX338 - ceased Yu (SFC:BGA555) Sun CE BGA555 - ceased Chung Wa Siu CE BGA702 - ceased John Arthur Liam Stevenson CE BGD408 - ceased Wai Su CE BGH339 - ceased Wen (SFC:BGI922) Sun CE BGI922 - ceased Sunny Atul Shah CE BGL484 - ceased Ritesh Jagadishchandra Shah CE BGL487 - ceased Lachlan John Rayner Shaw CE BGL492 - ceased Yongqiu Shao CE BGL561 - ceased Brendan Allan Sproules CE BGO985 - ceased Scott Lane Schaffran CE BGP174 - ceased Sudeep Kumar Sarma CE BGP663 - ceased Hsin Shen CE BGQ696 - ceased Liang Shen CE BGT829 - ceased Sufianti CE BGX788 - ceased David Egon Strauss CE BHA280 - ceased Rui (SFC:BHB907) Song CE BHB907 - ceased Shaoyun Sun CE BHC776 - ceased Yuko Sakamaki CE BHH238 - ceased Gujing Shen CE BHH475 - ceased Donald William Smith III CE BHJ775 - ceased Toru Suehiro CE BHL321 - ceased Karan Sikka CE BHL708 - ceased Yossavee Suttikulpanich CE BHN933 - ceased Wing Ki Stephanie Shum CE BHP710 - ceased Jose Maria Saiz Nicolas CE BHQ100 - ceased Joshua Kaj Spencer CE BHQ222 - ceased Amit Sinha CE BHR474 - ceased Youjia Sun CE BHR492 - ceased Christopher James Smith CE BHS344 - ceased Michael Schmidt CE BHS484 - ceased Bo Goog Suh CE BHT539 - ceased Ting (SFC:BHU422) Sun CE BHU422 - ceased Xiangfei Shen CE BHV664 - ceased Yueming Shen CE BHZ113 - ceased Yue Lei Shen CE BIC911 - ceased Xiaolei Shen CE BIE109 - ceased Andrew John Smart CE BIG064 - ceased Xiaolin Su CE BIH325 - ceased Punam Sharma CE BIH763 - ceased Paul Saitowitz CE BIJ311 - ceased Yuan Shang CE BIN752 - ceased Jean-Charles Pierre Sambor CE BIQ355 - ceased Quanxi Shang CE BIQ844 - ceased Makoto Sengoku CE BIR029 - ceased Zhengwei Song CE BIR545 - ceased Dominique Ho Sing CE BIZ112 - ceased Ishan Sethi CE BIZ380 - ceased Koki Sato CE BJC095 - ceased Tom Lennart Gerhard Sigerhall CE BJG741 - ceased Ying Shan CE BJH136 - ceased Shirley Xiaoying Shen CE BJH252 - ceased Kunio Sakaida CE BJH321 - ceased William Raymond Strutt CE BJI822 - ceased Xiaodong (SFC:BJJ040) Sun CE BJJ040 - ceased James Edmund Switzer CE BJK392 - ceased Abhishek Sahoo CE BJN732 - ceased Angus John Simpson CE BJQ600 - ceased Xiaoyu (SFC:BJQ630) Sun CE BJQ630 - ceased Jing (SFC:BJR276) Sun CE BJR276 - ceased Zhengzhen Sha CE BJU227 - ceased Takuya Shigaki CE BJU936 - ceased Hussaini Saifee CE BJV163 - ceased Yong Shang CE BKB392 - ceased Chun Kong Shu CE BKC090 - ceased Jing Shi CE BKI044 - ceased Manish Bhupendra Shukla CE BKJ049 - ceased Jiamin Shen CE BKQ448 - ceased Tingfei Shu CE BKR355 - active, CNCB (Hong Kong) Capital Limited David Stanley Stonberg CE BLB125 - ceased Aylin Suntay CE BLI474 - ceased Jung Hoon Shin CE BLJ194 - ceased Ying Ying Shih CE BLJ548 - ceased Chun San Siu CE BLN935 - ceased Sheng Shi CE BLO840 - ceased Takehiko Shishikura CE BLY530 - ceased Xin (SFC:BMG557) Sui CE BMG557 - ceased Jing (SFC:BMO306) Shi CE BMO306 - ceased John Yong Ye Soh CE BMQ959 - ceased Tanmay Kumar Sharma CE BMR055 - ceased Kshitij Manish Shah CE BMR353 - ceased Jingwei (SFC:BMS309) Sun CE BMS309 - ceased Scott Ashley Silver CE BMV393 - ceased Jonathan James Stubbs CE BNC792 - ceased Santosh Kumar Singh CE BNG997 - ceased Le Shen CE BNH896 - ceased Sandeep Ramniklal Shah CE BNJ859 - ceased Yinglan Shu CE BNJ980 - ceased Eunjae So CE BNK454 - ceased Xiaomeng Shi CE BNN042 - ceased Romit Jitendra Shah CE BNN947 - ceased Zhi Zen Cezzane See CE BNO144 - ceased Leung Mo Derek Sit CE BNO587 - ceased Marco Antonio Spinelli CE BNO996 - ceased Jinting Shen CE BNP257 - ceased Erjon Satko CE BNQ789 - ceased Zhifeng Shen CE BNQ994 - ceased Avadhoot Madhukar Sabnis CE BNR384 - ceased Jonathan Adrian Sun CE BNT080 - ceased Amol Sahasrabudhe CE BNT758 - ceased Jiawei (SFC:BNU014) Song CE BNU014 - ceased Hiroyuki Sakaida CE BNU040 - ceased Minghui Su CE BNU137 - ceased Raymond Mark Spencer CE BNU220 - ceased Chris Siniakov CE BNX710 - ceased Paul Justin Sellers CE BNY478 - ceased Yibo Shi CE BNY520 - ceased Arvind Sharma CE BOA566 - ceased Matthew S Sheridan CE BOB459 - ceased Ravi Singhvi CE BOB774 - ceased Bob Setiadi CE BOB994 - ceased So Ming Suen CE BOD345 - ceased Xu Sheng CE BOF257 - ceased Padraig Johannes Seif CE BOF393 - ceased Tianyi (SFC:BOH680) Shen CE BOH680 - ceased Hanxiao Shen CE BOI232 - ceased Dan (SFC:BOI785) Su CE BOI785 - ceased