Yoon Sik Shin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoon Sik Shin ( ), a licensed former licensee with CE reference AQO387. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-16 | 2023-06-16 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-07 | 2013-09-06 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-07 | 2013-09-06 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2008-02-26 | 2010-05-01 |