Kevin Chung Kiu Shum
岑宗橋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Chung Kiu Shum (岑宗橋), a licensed former licensee with CE reference ANZ639. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-29 | 2011-04-05 |
| United Gain Investment Limited 聯威投資有限公司 |
Rep | Type 9 — Asset management | 2007-11-29 | 2011-04-05 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-13 | 2007-10-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-13 | 2007-10-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 9 — Asset management | 2006-11-13 | 2007-10-31 |