James Michael Stewart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Stewart ( ), a licensed former licensee with CE reference AVF503. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-03-18 | 2014-08-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-25 | 2012-01-17 |