Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Myles Weihao Ormerod
CE BMM213 - active, AOP Capital Limited
Jonathan Espinili Umali
CE AYA900 - active, ARCH Capital Property Advisors Co. Limited
King Yan Ignatius Wong
CE BLY785 - active, ARCH Capital Property Advisors Co. Limited
Richard Wah Chuk Yue
CE AID233 - active, ARCH Capital Management Co. Limited
Yin Chi Chan
CE BDQ633 - active, ARCH Capital Property Advisors Co. Limited
Hoi Man Fok
CE BSW136 - active, ARCH Capital Property Advisors Co. Limited
Li-Jai Jeffery Kuo
CE BUS144 - active, ARCH Capital Property Advisors Co. Limited
Terence Lo
CE BFP325 - active, ARCH Capital Property Advisors Co. Limited
Cheuk Ting Nadine Alexandra Yue
CE BTF560 - active, ARCH Capital Property Advisors Co. Limited
Shihai Guo
CE BBD499 - active, ARTE Capital Management Limited
Kin Wang Lau
CE BMW295 - active, ARTE Capital Management Limited
Yu Leong Lau
CE BNL309 - active, ARTE Capital Management Limited
Tik Man Wan
CE BSG664 - active, ARTE Capital Management Limited
Kai Lai Wang
CE BXF090 - active, ARTE Capital Management Limited
Christopher Pak Ming Wong
CE BTR596 - active, ARTE Capital Management Limited
David Vernon Bartlett
CE APD399 - active, ASPIRE Multi-Family Office Limited
Chan Wa Lao
CE BNQ515 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Yannig Loyer
CE BTQ498 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Julian John Joseph McKenzie
CE BSI854 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Kevin Ka Bun Tse
CE AJE849 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Simon Michael Weston
CE AVU839 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Ecaterina Bigos
CE BEV753 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Jenny Ka Yun Chan
CE AHX334 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Alexis Eric Chevalier
CE BQT629 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Laetitia Chor Wan Ho
CE AFU618 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Kin Hang Kee
CE BPW487 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Janet Li
CE BRK791 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Wai Miu Shui
CE AWP036 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Xin Sun
CE BOP483 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Sum Sum Tse
CE AJE855 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Ling Chui Way
CE BMH151 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
Shen Lin
CE ARV902 - active, Abax Global Capital (Hong Kong) Limited
Michael Chou Wang
CE BDA087 - active, Abax Global Capital (Hong Kong) Limited
Xiang Dong (SFC:AFS530) Yang
CE AFS530 - active, Abax Global Capital (Hong Kong) Limited
Chein Kwong William Chan
CE AVK496 - active, Abax Global Capital (Hong Kong) Limited
Lili Fu
CE BBJ881 - active, Abax Global Capital (Hong Kong) Limited
Weishan Gao
CE ARJ845 - active, Abax Global Capital (Hong Kong) Limited
Yutong Ren
CE BUD474 - active, Abax Global Capital (Hong Kong) Limited
Andrew Gregg Shpiz
CE APD106 - active, Abax Global Capital (Hong Kong) Limited
Chuyang Wei
CE BGC776 - active, Abax Global Capital (Hong Kong) Limited
Deyi Yu
CE BTB832 - active, Abax Global Capital (Hong Kong) Limited
Yi Hua Chen
CE ADY731 - active, About Capital Management (HK) Co. Ltd
Chun Wah Liu
CE BIN603 - active, About Capital Management (HK) Co. Ltd
Liming Shan
CE AQC404 - active, About Capital Management (HK) Co. Ltd
Qiyue Tang
CE BOQ820 - active, About Capital Management (HK) Co. Ltd
Ching Ping Wang
CE BOU678 - active, About Capital Management (HK) Co. Ltd
Man Wai Chiu
CE ABT991 - active, Abridge Enterprises Company Limited
Shujuan Zhang
CE BJQ776 - active, Abridge Enterprises Company Limited
Stephen Yin Wai Chan
CE ACD021 - active, Abridge Enterprises Company Limited
Desmond Chi Fai Lin
CE AEO693 - active, Absolute Investment Management (HK) Limited
Ting Yee Sung
CE AUW414 - active, AccFin Corporate Finance Limited
Tak Wai Winnie Yu
CE BBH216 - active, AccFin Corporate Finance Limited
Stephen Sai Kit Lam
CE BJR467 - active, AccFin Corporate Finance Limited
Chih-Hui Lee
CE BIM706 - active, Advance Asset Management Limited
Wilson Wing Yin Tang
CE BMW181 - active, Advance Asset Management Limited
Sau Lim Chan
CE BPI327 - active, Advent Corporate Finance Limited
Chung Ho Kwok
CE APE878 - active, Advent Corporate Finance Limited
Kevin Ka Keung Miu
CE AEX440 - active, Advent Corporate Finance Limited
Henry Hin Yat Yau
CE AXY065 - active, Advent Corporate Finance Limited
Siu Ha Lai
CE ADQ680 - active, Aesop Asset Management Limited
Pauline Yuen Ling Lau
CE AEY548 - active, Aesop Asset Management Limited
Kon Kai Chan
CE ADW708 - active, Aeterna Asset Management Limited
Shulei Chen
CE BXI334 - active, Aeterna Asset Management Limited
Vincent Wai Chung Lai
CE AUB940 - active, Aeterna Asset Management Limited
Connie Yuk Yin Ho
CE AMA089 - active, Ahead Asset Management Limited
Zhan Sun
CE BSX069 - active, Ahead Asset Management Limited
Tsz Lo Ngai
CE BTB091 - active, Ahead Asset Management Limited
Christine Wai Yee Ma
CE AXK803 - active, Aisance Asset Management Limited
Steven Keiji Yamane
CE ABR960 - active, Aisance Asset Management Limited
Kim Chau Chan
CE AZN714 - active, Aisance Asset Management Limited
Ting Kee Cheung
CE ADV963 - active, Akron Corporate Finance Limited
Yuk Yu Kong
CE BHL237 - active, Akron Corporate Finance Limited
Deirdre Yau
CE ADS781 - active, Akron Corporate Finance Limited
Wai Yau
CE AIU419 - ceased
Ching Fung Tsoi
CE BTO855 - ceased
Man Yuen Michael Wong
CE BQE208 - active, Alaya Capital Limited
Yingwen Chin
CE BGI584 - active, Albourne Partners (Asia) Limited
Ashutosh Gupta
CE ATW073 - active, Albourne Partners (Asia) Limited
Richard William Johnston
CE AET370 - active, Albourne Partners (Asia) Limited
Seokyong Lee
CE AFK837 - active, Albourne Partners (Asia) Limited
Ching Wai Chan
CE BSX311 - active, Albourne Partners (Asia) Limited
Yuhao Chen
CE BQR195 - active, Albourne Partners (Asia) Limited
Victoria Han
CE BMS450 - active, Albourne Partners (Asia) Limited
Yuting Hu
CE AMK006 - active, Albourne Partners (Asia) Limited
Jiwon Kim
CE BVW479 - active, Albourne Partners (Asia) Limited
Seoryong Kim
CE BSX590 - active, Albourne Partners (Asia) Limited
Chun Hong Jonathan Koo
CE BWE966 - active, Albourne Partners (Asia) Limited
Lavinia Ai Si Lee
CE BSD892 - active, Albourne Partners (Asia) Limited
Simon Charles Phillips
CE AZC297 - active, Albourne Partners (Asia) Limited
Chun Kiu Raphael Yu
CE BTD633 - active, Albourne Partners (Asia) Limited
Yan Huang
CE BPI827 - active, All View Management Limited
Wei Yang
CE ATL572 - active, All View Management Limited
Yat Hei Chan
CE APR545 - active, All-Stars Investment Limited
Weidong Ji
CE AJA099 - active, All-Stars Investment Limited
Zilin Jin
CE BIZ251 - active, All-Stars Investment Limited
Julien Dath
CE BGI550 - active, Allard Partners Limited
Wayne Victor Allard Peters
CE ABZ319 - active, Allard Partners Limited
da (SFC:BBD312) Teng
CE BBD312 - active, Allard Partners Limited
Ariel Yen-Min Chiu
CE BGD859 - active, Allard Partners Limited
Kwok Yuen Cheung
CE ABT596 - active, Alliance Asset Management Limited
Stephen Nai Bun Sum
CE ACP406 - active, Alliance Asset Management Limited
Wai Yau Tang
CE BHS911 - active, Alliance Asset Management Limited
Bor Cherng Jen
CE BKY893 - active, Alliance Asset Management Limited
Yi Su
CE BNT909 - active, Alliance Asset Management Limited
Kelvin Ho Kin Chow
CE APF802 - active, Allianz Global Investors Asia Pacific Limited
Paul Chi Wah Fu
CE AKP006 - active, Allianz Global Investors Asia Pacific Limited
Shao Ping Guan
CE AGB944 - active, Allianz Global Investors Asia Pacific Limited
Siu Cheung Law
CE ADJ389 - active, Allianz Global Investors Asia Pacific Limited
Michelle Yan Leung
CE AXV599 - active, Allianz Global Investors Asia Pacific Limited
William Kent Rossiter II
CE ACO709 - active, Allianz Global Investors Asia Pacific Limited
William Jonathan Russell
CE BCL627 - active, Allianz Global Investors Asia Pacific Limited
Wilfred Wing Fai Sit
CE ACJ160 - active, Allianz Global Investors Asia Pacific Limited
Tung Keung Yiu
CE BER771 - active, Allianz Global Investors Asia Pacific Limited
Tze Ling Yu
CE ADT381 - active, Allianz Global Investors Asia Pacific Limited
Zheng Zeng
CE APS177 - active, Allianz Global Investors Asia Pacific Limited
Sheng Cai
CE BGG939 - active, Allianz Global Investors Asia Pacific Limited
Cheong Kin Chan
CE AGI953 - active, Allianz Global Investors Asia Pacific Limited
Kwan Yau Chan
CE BEG058 - active, Allianz Global Investors Asia Pacific Limited
Catherine Sei Wing Chan
CE APF689 - active, Allianz Global Investors Asia Pacific Limited
Agnes Wai Man Chan
CE APJ489 - active, Allianz Global Investors Asia Pacific Limited
Ka Wing Karen Chen
CE ANN568 - active, Allianz Global Investors Asia Pacific Limited
Yi Chen
CE BON686 - active, Allianz Global Investors Asia Pacific Limited
Chi Leung Cheung
CE BUD497 - ceased
Joe Kwong Cho Cheung
CE AEP031 - active, Allianz Global Investors Asia Pacific Limited
Claudia Wai Han Ching
CE APU477 - active, Allianz Global Investors Asia Pacific Limited
Stephen Benny Ting Fai Chow
CE ANE749 - active, Allianz Global Investors Asia Pacific Limited
Felix Chu
CE BSH320 - active, Allianz Global Investors Asia Pacific Limited
Han Shen Chua
CE BQF018 - active, Allianz Global Investors Asia Pacific Limited
Fion Yuen Ting Chuk
CE BGC775 - active, Allianz Global Investors Asia Pacific Limited
Christina Sau Ha Chung
CE ACP342 - active, Allianz Global Investors Asia Pacific Limited
Ka Lee Fong
CE BXE703 - active, Allianz Global Investors Asia Pacific Limited
Tsz Kin Ha
CE AOQ887 - active, Allianz Global Investors Asia Pacific Limited
Zhiling He
CE AXH973 - active, Allianz Global Investors Asia Pacific Limited
Hoi Wah Ho
CE AHC732 - active, Allianz Global Investors Asia Pacific Limited
Mei Ki Hui
CE ANV019 - active, Allianz Global Investors Asia Pacific Limited
Lei Jiang
CE BGG414 - active, Allianz Global Investors Asia Pacific Limited
Kwang Soo Kang
CE BMR599 - active, Allianz Global Investors Asia Pacific Limited
Han Kim
CE BGD165 - active, Allianz Global Investors Asia Pacific Limited
Xiaofei Kuang
CE BOP622 - active, Allianz Global Investors Asia Pacific Limited
Gar Ho Karl Lai
CE AUK295 - active, Allianz Global Investors Asia Pacific Limited
Tin Yan Lam
CE BNY559 - active, Allianz Global Investors Asia Pacific Limited
Cheuk Yan Lau
CE BWI628 - active, Allianz Global Investors Asia Pacific Limited
Chi Yan Lau
CE ARN514 - active, Allianz Global Investors Asia Pacific Limited
Chi Wai Lee
CE AFT213 - active, Allianz Global Investors Asia Pacific Limited
Wendy Wan Wah Lee
CE BFD785 - active, Allianz Global Investors Asia Pacific Limited
Yee Fong Lee
CE BXL492 - active, Allianz Global Investors Asia Pacific Limited
Albert Tak Chuen Leung
CE AFI577 - active, Allianz Global Investors Asia Pacific Limited
Tak Hong Leung
CE ADH396 - active, Allianz Global Investors Asia Pacific Limited
Jianyuan Liu
CE BRZ151 - active, Allianz Global Investors Asia Pacific Limited
Tong Liu
CE BCL153 - active, Allianz Global Investors Asia Pacific Limited
Boshi Lyu
CE BXO015 - active, Allianz Global Investors Asia Pacific Limited
Charles Kwai Chuen Ma
CE AFL217 - active, Allianz Global Investors Asia Pacific Limited
Pui Ying Ng
CE BBP903 - active, Allianz Global Investors Asia Pacific Limited
Yuming Pan
CE AOQ623 - active, Allianz Global Investors Asia Pacific Limited
Wenjuan Pang
CE BKW525 - active, Allianz Global Investors Asia Pacific Limited
Ho Yin Pong
CE AGI184 - active, Allianz Global Investors Asia Pacific Limited
Wing Man Shek
CE AVU639 - active, Allianz Global Investors Asia Pacific Limited
Jane Shum
CE AMA247 - active, Allianz Global Investors Asia Pacific Limited
King Pui So
CE AWH521 - active, Allianz Global Investors Asia Pacific Limited
Victoria Tam
CE AME416 - active, Allianz Global Investors Asia Pacific Limited
Jun Wei Willis Tsai
CE BTG701 - active, Allianz Global Investors Asia Pacific Limited
Kate Tse
CE BQR007 - active, Allianz Global Investors Asia Pacific Limited
Chun Hin (SFC:BBU815) Tung
CE BBU815 - active, Allianz Global Investors Asia Pacific Limited
Christiaan Tuntono
CE AEO918 - active, Allianz Global Investors Asia Pacific Limited
Ching Pong Wan
CE APP030 - active, Allianz Global Investors Asia Pacific Limited
Esther Man Sze Wan
CE AWN091 - active, Allianz Global Investors Asia Pacific Limited
Nigel Stuart Winchester
CE ACC753 - active, Allianz Global Investors Asia Pacific Limited
George Pui Doug Wong
CE BCL660 - active, Allianz Global Investors Asia Pacific Limited
Hiu Yan (SFC:BLC361) Wong
CE BLC361 - active, Allianz Global Investors Asia Pacific Limited
King Wong
CE AVE609 - active, Allianz Global Investors Asia Pacific Limited
Nga Lai Wong
CE APG257 - active, Allianz Global Investors Asia Pacific Limited
Shun Ning Wong
CE AZJ790 - active, Allianz Global Investors Asia Pacific Limited
Siu Yee Wong
CE BDR489 - active, Allianz Global Investors Asia Pacific Limited
Wai Ho (SFC:ALL183) Wong
CE ALL183 - active, Allianz Global Investors Asia Pacific Limited
Zichen Xu
CE BCY420 - active, Allianz Global Investors Asia Pacific Limited
Lethe Chui Wah Yian
CE ACT312 - active, Allianz Global Investors Asia Pacific Limited
Ching Yung You
CE AOV056 - active, Allianz Global Investors Asia Pacific Limited
Chung Tai Yuen
CE BRE342 - active, Allianz Global Investors Asia Pacific Limited
Chung Jun Yun
CE AXY085 - active, Allianz Global Investors Asia Pacific Limited
Shichen Zhang
CE AOS551 - active, Allianz Global Investors Asia Pacific Limited
Yu (SFC:BMM427) Zhang
CE BMM427 - active, Allianz Global Investors Asia Pacific Limited
Jinji Zhu
CE ARG203 - active, Allianz Global Investors Asia Pacific Limited
Ricky Wai Kei Chow
CE ACG060 - active, Alpha Financial Group Limited
Irene Man Yi Ho
CE BDF016 - active, Alpha Financial Group Limited
Frank Pun Yuen Lam
CE AFU929 - active, Alpha Financial Group Limited
Kavern Chun Ting Chan
CE BHO144 - active, Alpha Financial Group Limited
Judith Yee Man Lee
CE AJB233 - active, Alpha Financial Group Limited
Wai Hong Lin
CE AYK678 - active, Alpha Financial Group Limited
Frances Wai Chun Szeto
CE ACH636 - active, Alphamax Asset Management (HK) Limited
Jin Wu
CE ATW234 - active, Alphamax Asset Management (HK) Limited
Jun (SFC:BDI407) Zhu
CE BDI407 - active, Alphamax Asset Management (HK) Limited
Mei Ling Lam
CE BCS527 - active, Alphamax Asset Management (HK) Limited
Sean Pey Chang
CE AGC368 - active, Altus Investments Limited
Samantha Shuk Yee Ho
CE AAA935 - active, Altus Investments Limited
Arnold Tin Chee Ip
CE ABX240 - active, Altus Investments Limited
Charlotte Wing Pui Khoo
CE AYE286 - active, Altus Capital Limited
Clement Lok Hin Lee
CE BHZ872 - active, Altus Capital Limited
Jeanny Churk Yin Leung
CE ACA326 - active, Altus Investments Limited
Meng Hua Ng
CE ABF972 - active, Altus Capital Limited
Leo Ho Kei Tam
CE BEK751 - active, Altus Capital Limited
Chun Lai Fergus Chan
CE BWR745 - active, Altus Capital Limited
Zhen Ding
CE BLR088 - active, Altus Capital Limited
Justin Wu Tak Sung
CE BVH322 - active, Altus Capital Limited
Yin Ling Chan
CE ABM224 - active, Altus Investments Limited
Doris Yuk Ying Wong
CE ADA301 - active, Amasse Asset Management Limited
Yuk Sim Ying
CE BNV066 - active, Amasse Asset Management Limited
Chun Ho Chu
CE BSK093 - active, Amoeba Capital Advisors Limited
Shiu Ki Lee
CE AWC496 - active, Amoeba Capital Advisors Limited
Siu Kuen Lee
CE ACK153 - active, Amoeba Capital Advisors Limited
Wai Man Tsang
CE BKQ306 - active, Amoeba Capital Advisors Limited
Yuan (SFC:AUN720) Li
CE AUN720 - active, Amrita Capital Limited
Hui (SFC:BJW834) Tang
CE BJW834 - active, Amrita Capital Limited
Zhiyuan Ping
CE BPS471 - active, Amrita Capital Limited
Xiangli Li
CE BVX473 - ceased
Fengyuan Lin
CE BLJ174 - active, Amto Capital Management Limited
Fusheng Shang
CE BWY947 - active, Amto Capital Management Limited
Kathy Sun
CE BSU581 - active, Amto Capital Management Limited
Susu Yang
CE BLI005 - active, Amto Capital Management Limited
Sanggyun Ahn
CE AEO327 - active, Anchor Equity Partners (Asia) Limited
Seong Il Choi
CE BDW193 - active, Anchor Equity Partners (Asia) Limited
Woojin Lee
CE AQI793 - active, Anchor Equity Partners (Asia) Limited
Allen Chen
CE BOQ989 - active, Anchor Equity Partners (Asia) Limited
Shilei Fu
CE BTY477 - active, Anchor Equity Partners (Asia) Limited
Mengzhi Wang
CE AYQ824 - active, Anchor Equity Partners (Asia) Limited
Nicholas Edward Mawdsley
CE AEZ089 - active, Anglo Chinese Research, Limited
Zhengqian Luo
CE BRG802 - active, Apeiron Capital Limited
Can (SFC:BNT143) Wang
CE BNT143 - active, Apeiron Capital Limited
Wanyi Yao
CE BFA648 - active, Apeiron Capital Limited
Jiashu Ding
CE BUC413 - active, Apeiron Capital Limited
Chi Fai Chan
CE AJO293 - active, Apollo Asset Management Limited
Wan Wing Cheng
CE BPN162 - active, Apollo Asset Management Limited
Oi Lun Tam
CE BPV125 - active, Apollo Asset Management Limited
Anthony Kosasih
CE BXG833 - active, Apollo Asset Management Limited
Ian Michael Bell
CE AXF702 - active, Apollo Management Asia Pacific Limited
Steven James Mc Elwain
CE BUE654 - ceased
Edward Sung Shik Moon
CE AGY044 - active, Apollo Management Asia Pacific Limited
Celia Chenshan Yan
CE BEF685 - active, Apollo Management Asia Pacific Limited
Mo San Luka Chan
CE BPE611 - active, Apollo Management Asia Pacific Limited
Wai Shing Chan
CE BPR535 - active, Apollo Management Asia Pacific Limited
Wing Fung Chan
CE BRO027 - active, Apollo Management Asia Pacific Limited
Sanggil Chang
CE BOJ103 - active, Apollo Management Asia Pacific Limited
Zhang Jie Samuel Chao
CE BUV347 - active, Apollo Management Asia Pacific Limited
Ming Xuan Chen
CE AYS807 - active, Apollo Management Asia Pacific Limited
Mingxiao (SFC:BJV527) Chen
CE BJV527 - active, Apollo Management Asia Pacific Limited
Chun Ho Cheung
CE ATW460 - active, Apollo Management Asia Pacific Limited
Jang Ho Choe
CE BLH460 - active, Apollo Management Asia Pacific Limited
Han Kyul Choi
CE BWR169 - active, Apollo Management Asia Pacific Limited
Jean-Philippe Marie Gaillard
CE BXP322 - active, Apollo Management Asia Pacific Limited
Alistair Jor Ting Ho
CE AQC553 - active, Apollo Management Asia Pacific Limited
Joon Young Kim
CE BNJ268 - ceased