King Pui So
蘇敬培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Pui So (蘇敬培), CE reference AWH521. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-18 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-18 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2024-10-18 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-18 | 2024-08-05 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2022-10-18 | 2024-08-05 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-02 | 2024-08-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-14 | 2022-08-15 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-23 | 2013-05-24 |