Ricky Wai Kei Chow
周瑋琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Kei Chow (周瑋琪), CE reference ACG060. Currently licensed at 1 firm(s): Alpha Financial Group Limited. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-06 | present |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-06 | 2022-07-06 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-06 | 2021-09-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-15 | 2020-11-06 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-03 | 2020-03-19 |
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-13 | 2020-03-19 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-23 | 2018-09-03 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-04 | 2016-12-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-04 | 2016-12-30 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 4 — Advising on securities | 2009-06-04 | 2016-12-30 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-27 | 2009-03-23 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2007-03-27 | 2009-03-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-03-27 | 2009-03-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-23 | 2009-03-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-14 | 2006-10-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-14 | 2007-03-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-14 | 2009-03-23 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-07 | 2007-03-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-07 | 2007-03-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-07 | 2009-03-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-04 | 2005-09-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-04 | 2005-09-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-21 | 2005-09-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2004-07-06 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2004-07-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |