Yin Ling Chan
陳燕玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ling Chan (陳燕玲), CE reference ABM224. Currently licensed at 1 firm(s): Altus Investments Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2025-01-17 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-04 | 2024-09-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-19 | 2024-09-02 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-04-18 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-28 |