Connie Yuk Yin Ho
何玉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Yuk Yin Ho (何玉燕), CE reference AMA089. Currently licensed at 1 firm(s): Ahead Asset Management Limited . Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-23 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-23 | present |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-17 | 2020-05-04 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-02-17 | 2020-05-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-24 | 2009-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-24 | 2009-03-17 |