Connie Yuk Yin Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Yuk Yin Ho (何玉燕), a licensed Responsible Officer with CE reference AMA089. Currently licensed at 1 firm(s): Ahead Asset Management Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-23 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-23 | present |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-17 | 2020-05-04 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-02-17 | 2020-05-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 - Advising on securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-24 | 2009-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-24 | 2009-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Yuk Yin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.