Catherine Sei Wing Chan
陳思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Sei Wing Chan (陳思穎), CE reference APF689. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-21 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2016-07-21 | present |
| Mackenzie Investments Asia Limited | Rep | Type 4 — Advising on securities | 2015-09-25 | 2016-06-24 |
| Mackenzie Investments Asia Limited | Rep | Type 9 — Asset management | 2015-09-25 | 2016-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-23 | 2015-09-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2010-03-22 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2010-03-22 |