Frances Wai Chun Szeto
司徒惠珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Wai Chun Szeto (司徒惠珍), CE reference ACH636. Currently licensed at 1 firm(s): Alphamax Asset Management (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-12-30 | present |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-12-07 | 2016-12-30 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2016-09-05 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-11 | 2016-05-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 — Asset management | present | 2012-06-01 |