Ashutosh Gupta
阿瑟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashutosh Gupta (阿瑟), a licensed Representative with CE reference ATW073. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.9 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-16 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-16 | present |
| Albourne Partners (Asia) Limited | RO | Type 4 - Advising on securities | 2023-04-11 | 2026-06-30 |
| Albourne Partners (Asia) Limited | Rep | Type 4 - Advising on securities | 2022-01-11 | 2023-04-11 |
| Ascender Capital Limited 升騰資本有限公司 |
Rep | Type 9 - Asset management | 2018-06-04 | 2020-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-13 | 2011-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-13 | 2011-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-12-13 | 2011-12-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-24 | 2011-09-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-24 | 2011-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ashutosh Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.