Wendy Wan Wah Lee
李允華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wan Wah Lee (李允華), CE reference BFD785. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-06 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2015-03-31 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2015-03-31 | 2015-05-31 |