Yi Su
蘇怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Su (蘇怡), CE reference BNT909. Currently licensed at 1 firm(s): Alliance Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 — Asset management | 2024-09-11 | present |
| Prominence Global Fund Management Co., Limited 上善瑞威環球基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-16 | 2024-04-16 |
| Prominence Global Fund Management Co., Limited 上善瑞威環球基金管理有限公司 |
RO | Type 9 — Asset management | 2020-01-16 | 2024-04-16 |