Sum Sum Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Sum Tse (謝琛琛), a licensed Representative with CE reference AJE855. Currently licensed at 2 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED, AXA Investment Managers Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-26 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-26 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-02 | present |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-02 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-21 | 2014-01-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-21 | 2014-01-21 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-04-08 | 2006-06-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-10-13 | 2005-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Sum Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.