Kon Kai Chan
陳幹佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Kai Chan (陳幹佳), a licensed Responsible Officer with CE reference ADW708. Currently licensed at 1 firm(s): Aeterna Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-25 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-24 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-06 | 2018-09-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2017-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kon Kai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Fang Yang | Aeterna Asset Management Limited | 2019–2026 |
| Wing Man Siu | Aeterna Asset Management Limited | 2018–2021 |
| Vincent Wai Chung Lai | Aeterna Asset Management Limited | 2026–present |
| Shulei Chen | Aeterna Asset Management Limited | 2026–present |
| Wing Hong Ho | Aeterna Asset Management Limited | 2019 |
| Xiaoya Fei | Aeterna Asset Management Limited | 2026–present |
| Daniel Kei Yiu Shum | Aeterna Asset Management Limited | 2018 |