Nicholas Edward Mawdsley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Edward Mawdsley, a licensed Responsible Officer with CE reference AEZ089. Currently licensed at 2 firm(s): Anglo Chinese Research, Limited, Anglo Chinese Securities, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Research, Limited | RO | Type 4 - Advising on securities | 2009-01-19 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-03 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 4 - Advising on securities | 2008-03-03 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
RO | Type 9 - Asset management | 2008-03-03 | present |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-26 | 2008-03-03 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-28 | 2008-03-03 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 - Asset management | 2005-06-28 | 2008-03-03 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Edward Mawdsley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Edward Clark | Anglo Chinese Securities, Limited | 2005–present |
| Christopher John Howe | Anglo Chinese Securities, Limited | 2005–present |
| Charles Yim | Anglo Chinese Securities, Limited | 2015–2022 |
| Darren Shun Kit Lam | Anglo Chinese Securities, Limited | 2019–present |
| Pui Kit Lau | Anglo Chinese Securities, Limited | 2006–2010 |
| Jay Hemant Bhatt | Anglo Chinese Securities, Limited | 2005–2008 |
| Andrew Stephen Forbes | Anglo Chinese Securities, Limited | 2014–2017 |
| Wilfred Wai Chak Yuen | Anglo Chinese Securities, Limited | 2013–2015 |
| King Hei Lo | Anglo Chinese Securities, Limited | 2024–present |
| Shing Hin Lai | Anglo Chinese Securities, Limited | 2021–2023 |
| Shun Wah So | Anglo Chinese Securities, Limited | 2011–2013 |
| Lok Tin Chan | Anglo Chinese Securities, Limited | 2010–2011 |