Allen Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Chen, CE reference BOQ989. Currently licensed at 1 firm(s): Anchor Equity Partners (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anchor Equity Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-02-25 | present |
| Anchor Equity Partners (Asia) Limited | Rep | Type 9 — Asset management | 2022-02-25 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-06 | 2021-06-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-06 | 2021-06-11 |