Joon Young Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Young Kim, a licensed former licensee with CE reference BNJ268. This person has 7.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2024-08-16 | 2026-03-16 |
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2024-08-16 | 2026-03-16 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-01 | 2024-08-05 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-20 | 2024-08-05 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-20 | 2022-12-31 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2021-09-01 | 2022-01-07 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-17 | 2022-01-07 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-17 | 2022-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joon Young Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.