Stephen Nai Bun Sum
岑乃彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Nai Bun Sum (岑乃彬), CE reference ACP406. Currently licensed at 1 firm(s): Alliance Asset Management Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
RO | Type 9 — Asset management | 2024-10-07 | present |
| Cortina Capital Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-10-15 | 2023-01-10 |
| Cortina Capital Asset Management Limited |
RO | Type 9 — Asset management | 2021-10-15 | 2023-01-10 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | 2021-09-26 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | 2021-09-26 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2019-12-05 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2019-06-28 | 2019-12-05 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-30 | 2018-07-31 |
| Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-30 | 2018-07-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2017-03-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 — Asset management | 2017-01-18 | 2017-03-31 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2017-03-31 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2017-03-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-24 | 2015-08-21 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-10-24 | 2015-08-21 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-20 | 2010-07-12 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-20 | 2010-07-12 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-04-16 | 2008-06-20 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2008-02-11 | 2008-03-26 |